MY ANNOTATED BIBLIOGRAPHY: PRO-POOR DEVELOPMENT


MAYOUX, L. (2003)
From Marginalisation to Empowerment: Towards a New Approach in Small Enterprise Development
http://www.intercooperation.ch/sed/2003/wks-sed-and-empowerment/presentations/mayoux.pdf

enterprise development/ empowerment/ pro-poor development/ enabling environments

In the late 1990s, and particularly in the current century, there has been increasing international agreement on the importance of ' pro-poor growth '. There has also been increasing agreement that any coherent strategy for pro-poor growth and wealth creation must include small enterprise development. However small enterprise development is not necessarily pro-poor. Small enterprises are very diverse and small entrepreneurs include not only extremely poor people but also skilled consultants like the author, with very different opportunities and constraints. Power relations are integral to the ways in which economic negotiations are conducted at all levels. Class, gender and ethnic inequalities in power and resources are key determinants of which people are able to take advantage of economic supply and demand factors, and of the relative balance between market supply and demand itself. They therefore determine where values are allocated at different levels of production and market chains. Ultimately most markets within which small-scale entrepreneurs operate are structured by international inequalities in bargaining power and resources in International ‘Free’ Trade Agreements which continue protection for large-scale Northern interests.

Empowerment must therefore be an integral part of any strategy for pro-poor growth. Small enterprise development which does not include strategies to address power inequalities is unlikely to be successful in benefiting significant numbers of poor people. Most will continue to be consigned to insecure, low income subsistence enterprises. The very poor are likely to be even further disadvantaged through increasingly unequal competition in the markets on which they depend for survival. This is not only a disaster for people themselves. It also slows local and national economic development, not only of the small-scale agricultural and enterprise sectors, but the medium and large enterprises which depend on them for inputs, production and local distribution. Small enterprise development which does not address empowerment concerns will also fail to comply with the cross-cutting commitments of development agencies.

However, although the term ‘empowerment’ is frequently found in official documents and programme promotional material, the implications of an empowerment approach to small enterprise development has rarely been thought through. This paper attempts to provide a basis for initiating a debate. Part 1 provides an overview of debates about small enterprise development and empowerment. Part 2 then proposes a strategic framework for an empowerment approach small enterprise development and the implications for different areas of SED intervention. The paper focuses particularly on the ‘wealth creation needs’ of very poor entrepreneurs, particularly very poor women, who are being excluded from or increasingly marginalised by current small enterprise development policy.


MAYOUX, L. and R. CHAMBERS (2005).
Reversing the Paradigm: Quantification, Participatory Methods and Pro-Poor Growth. Journal of International Development March.

PALS/ quantification/ participatory methods/ impact assessment/

Recent debates about integrated impact assessment, have tended to treat participatory approaches and methods as a fashionable frill added on to more ‘expert’ quantitative and qualitative investigation. This paper argues that, far from being an optional add-on, participatory approaches, methods and behaviours are essential for the new agendas of pro-poor development and 'improving practice'. Recent evidence shows that participatory methods/ can generate accurate quantitative data as well as capturing local priorities, different experiences of poor people and potential for innovation in relation to causality and attribution. They can also be cost-effective for focusing quantitative and qualitative investigation. The main challenge is ensuring that mainstreaming them does not compromise their role in giving poor women and men more voice in development priorities, policies and practice.


MAYOUX, L. (2005)
Learning and Decent Work for All: New Directions in Training and Education for Pro-Poor Development
ILO Geneva

training/ pro-poor development/ literacy/ paradigms/

Since the end of the 1990s international agreements and policy debates have increasingly focused on the concept and imperatives for 'pro-poor growth'. In these debates Human Resources Development is seen as playing a key role. Education and training are explicitly part of the Pro-poor growth/ framework in many multilateral development agencies, including ILO, UNDP, World Bank and bilateral agencies like DFID, SDC and CIDA. Skills development and training for the informal and formal sectors are an essential component of ILO's Decent Work policy framework. This includes explicit attention to the needs of particularly excluded and disadvantaged people including women, the extremely poor, the disabled and ethnic minorities.

However throughout the 1990s, despite official commitments in many development agencies to Human Resource Development and poverty reduction, funding for training and skills development decreased. Public expenditure on basic education, skills development and training was seriously squeezed in the context of structural adjustment policies and liberalisation. Poverty-targeted assistance was focused on provision of minimalist microfinance. Funding for integrated or complementary non-financial services, including training, substantially decreased. Human Development budgets in major donor agencies focused largely on primary education programmes rather than skills for work. Although a few programmes have been introduced for 'lifelong learning' and ICT these do not reach the very poor. The current market focus on demand-led services, partnership with the private sector and cost-recovery have been important advances on many earlier subsidised programmes in terms of meeting the needs of certain groups of entrepreneurs and employees in a more sustainable and cost-effective manner. However they fail to address the training challenge faced by very low income women and men.

Parallel to these 'mainstream' debates about the best mix of subsidised and market approaches, there have been many small-scale project-level innovations in poverty-targeted training methods and content, particularly in female-targeted projects. These have included:

· Integration of life skills, gender awareness and empowerment into livelihood and entrepreneurship training.

· Participatory methods which focus on participant bottom-up learning rather than top-down 'expert' training and which are accessible to illiterate people.

· Integrated programmes of livelihood development training for very poor and illiterate people with literacy training and programme impact assessment,.

· Training as part of a set of poverty-targeted programme strategies including micro-finance, marketing support, organizational strategies and macrolevel advocacy.

· Training targeting different levels of particular economic sectors: employees, outworkers and upstream enterprises as part of an integrated pro-poor sectoral approach in these sectors.

In many cases two or more of these elements have been combined. However these innovations have so far been marginal in donor-level debates and also funding.

This paper argues that the recent small-scale innovations deserve much greater consideration and funding in any serious and coherent strategy for pro-poor growth. The paper builds on current debates and evidence from a number of donor agencies including ILO, World Bank, DFID and GTZ and also secondary source material from NGOs and the author's own research:

Part 1 provides an overview of current debates and evidence in relation to training and skills development for pro-poor growth and proposes a framework for examining training needs.

Part 2 discusses in detail the poverty impacts and broader implications of the experience of a number of innovative training and skills development programmes.

Part 3 summarises the main conclusions in relation to potential ways forward to improve the content, targeting and institutional framework for training and skills development for poor and very poor women and men.


MAYOUX, L., S. MOSEDALE and EDS (2005).
Impact Assessment for Pro-Poor Accountability: Innovations and Challenges. Journal of International Development(March).

impact assessment/ participatory methods/

Since the mid-1990s impact assessment has become an established requirement for many development interventions. At the same time, its purpose, methodologies and usefulness remain highly contested. Firstly there are intense debates about 'appropriate indicators' by which complex development processes like poverty reduction or empowerment can be assessed. Secondly there has been increasing impatience with impact assessments which take time and resources away from development activity itself without yielding any useful practical recommendations based on the evidence gathered. Addressing these challenges for impact assessment is essential for progress towards pro-poor growth and achieving the Millennium Development Goals.

Since the late 1990s, donors, NGOs and researchers have become increasingly interested in the potential of participatory impact assessment, monitoring and evaluation to capture the complexities of development and link assessment with ‘improving practice’. The emphasis on participatory methods is seen as potentially empowering in and of itself. Such participatory approaches have undoubtedly increased our understanding of the nature of poverty and the needs and aspirations of very poor people. In some cases they have also contributed to improvements in programmes and policies.

Nevertheless, despite claims of empowerment, in practice ‘participation’ may consist of little more than requiring people to spend time attending one-off PRA exercises and focus group discussions to meet the information needs of donors and NGOs. Participatory tools are applied very loosely, with most of the analysis and dissemination in the hands of external facilitators. People are often inadequately prepared with information to contribute to such exercises and have very little control over how the information is used and fed into decision-making. At its worst participatory impact assessment amounts to little more than using people as unpaid data collectors to reduce costs and give the appearance of ‘empowerment’.

This Policy Forum brings together papers based on presentations at the DFID-sponsored EDIAIS conference ‘New Directions in impact assessment for Development’ held at the University of Manchester in November 2003. They present recent experience of innovations which attempt to confront some of the real challenges posed in ensuring that impact assessment makes its full potential contribution to pro-poor development.


MAYOUX, L. (2005)
Marrying Jeckell with Hyde? Transnational Enterprises, Pro-Poor Development and Sustainable Ethical Learning

TNE/ participatory methods/