MY ANNOTATED BIBLIOGRAPHY: ENABLING ENTERPRISE ENVIRONMENTS


MAYOUX, L. (2003)
Trickle-Down, Trickle-up or Puddle? Participatory Value Chains Analysis for Pro-Poor Enterprise Development
http:///www.enterprise-impact.org.uk/informationresources/toolbox/valuechainsanalysis.shtml

value chains analysis/ impact assessment/ Fair Trade/ Corporate Social Responsibility/ ethical enterprise/ enabling environments/ PALS/

Most enterprise development agencies now have an explicit commitment to pro poor growth. At the same time there is an increasingly understanding of the complexities of what pro- poor enterprise development might mean, and how it might be achieved. There is now increasing consensus that there is no ' magic bullet ' for pro-poor growth but the need for a range of strategies at different levels including: targeted micro-level support for micro-enterprise, general enterprise support to stimulate the private sector, macro-level national and international policies to protect the interests of employees and poor entrepreneurs, effective social policies. This multi-dimensional, multi-stakeholder approach to enterprise development poses new challenges for impact assessment.

This paper discusses one possible tool: value chains analysis and how it can be adapted for participatory, multistakeholder assessments. Value chains analysis can be used as a sort of meta- framework for in-depth research and one-off external impact assessments. As discussed in detail in the paper, rigorous quantification or qualitative investigation of any or all of the dimensions of value chains analysis above may be complex and difficult to assess, depending on the particular context or sector being investigated. Like any process of participatory action research, participatory value chains analysis is also no panacea for all the problems of enterprise development and poverty reduction.

Nevertheless, despite its shortcomings, value chains analysis does have considerable potential as a focus for setting up ongoing structures for accountability and empowerment as part of a participatory and sustainable learning process. Where treated sensitively and effectively facilitated, participatory value chains analysis is useful in:

· identifying the potential range of different types of intervention at different levels which might be possible,

· providing a broad benchmark framework with which to bring together the different stakeholders to identify and track their common or conflicting perspectives and to track contextual changes.

· providing a common methodology and diagram language which can provide the basis for ongoing and sustainable learning by and between stakeholders to inform decision-making and policy.

The final section outlines some guidelines which can help address some of the inherent challenges which will inevitably be encountered in the participatory process.


MAYOUX, L. (2003)
From Marginalisation to Empowerment: Towards a New Approach in Small Enterprise Development
http://www.intercooperation.ch/sed/2003/wks-sed-and-empowerment/presentations/mayoux.pdf

enterprise development/ empowerment/ pro-poor development/ enabling environments/ ethical enterprise

In the late 1990s, and particularly in the current century, there has been increasing international agreement on the importance of ' pro-poor growth '. There has also been increasing agreement that any coherent strategy for pro-poor growth and wealth creation must include small enterprise development. However small enterprise development is not necessarily pro-poor. Small enterprises are very diverse and small entrepreneurs include not only extremely poor people but also skilled consultants like the author, with very different opportunities and constraints. Power relations are integral to the ways in which economic negotiations are conducted at all levels. Class, gender and ethnic inequalities in power and resources are key determinants of which people are able to take advantage of economic supply and demand factors, and of the relative balance between market supply and demand itself. They therefore determine where values are allocated at different levels of production and market chains. Ultimately most markets within which small-scale entrepreneurs operate are structured by international inequalities in bargaining power and resources in International ‘Free’ Trade Agreements which continue protection for large-scale Northern interests.

Empowerment must therefore be an integral part of any strategy for pro-poor growth. Small enterprise development which does not include strategies to address power inequalities is unlikely to be successful in benefiting significant numbers of poor people. Most will continue to be consigned to insecure, low income subsistence enterprises. The very poor are likely to be even further disadvantaged through increasingly unequal competition in the markets on which they depend for survival. This is not only a disaster for people themselves. It also slows local and national economic development, not only of the small-scale agricultural and enterprise sectors, but the medium and large enterprises which depend on them for inputs, production and local distribution. Small enterprise development which does not address empowerment concerns will also fail to comply with the cross-cutting commitments of development agencies.

However, although the term ‘empowerment’ is frequently found in official documents and programme promotional material, the implications of an empowerment approach to small enterprise development has rarely been thought through. This paper attempts to provide a basis for initiating a debate. Part 1 provides an overview of debates about small enterprise development and empowerment. Part 2 then proposes a strategic framework for an empowerment approach small enterprise development and the implications for different areas of SED intervention. The paper focuses particularly on the ‘wealth creation needs’ of very poor entrepreneurs, particularly very poor women, who are being excluded from or increasingly marginalised by current small enterprise development policy.


MAYOUX, L. (2000)
Jobs, Gender, and Small Enterprises: Getting the Policy Environment Right
ILO Geneva
http://www.ilo.org/dyn/empent/docs/F228761170/WP15-2001.pdf
US/ UK


gender/ micro-enterprise/ enabling environments/ Ethical enterprise

Micro and small enterprise (MSE) development for women is currently being promoted as a key intervention for women by governments and development agencies across the political spectrum. This emphasis is partly because of evidence of the rapid expansion of women’s entrepreneurship since the 1980s, and hence the increasing numerical importance of women entrepreneurs as a development constituency. Millions of women at all income levels in developing, transition and industrialized countries are setting up enterprises. In some countries women entrepreneurs now outnumber men in the small-scale sector. The numbers and scale of women’s enterprises are increasing at a faster rate than those of men.

Since the mid-1990s attention has increasingly focused on how the economic, legal and social environments can be made even more conducive to expansion and development of the small-scale sector. Although there is a broad consensus on the development potential of small-scale enterprises and the importance of an enabling environment, there are disagreements about some aspects.
· The main aims of MSE development in the context of development as a whole;
· Definitions of the MSE sector and characterization of different types of MSE;
· What is meant by environment and categorization of different levels of environment, generally referred to as micro-level, meso- or sectoral level, and macro-level, and their relative prioritization in policy intervention;
· Approach to gender, being the ways in which gender/ issues have been (generally rather belatedly) inserted into male/mainstream arguments.

Part I of this paper identifies three distinct paradigms of MSE development for women underlying current debates about best practice. Part II reviews the evidence regarding the impact of different dimensions of economic and social change on women’s entrepreneurship based on an analysis of existing documentation and information. It focuses particularly on material from Africa (Ghana, Cameroon, Tanzania, Zimbabwe, South Africa), South Asia (India, Bangladesh, Sri Lanka), Europe (the UK, the EU’s policy), and the US. Part III argues that providing an enabling environment for women’s enterprise will require a radical shift in conceptual frameworks from socially responsible growth generally confined to voluntary self-regulation by vested interests, to socially equitable growth which provides the necessary regulation and support for empowerment and poverty eradication. This in turn requires a holistic framework of integrated macro- and meso-level policies to adequately address the multiple constraints facing women entrepreneurs, and particularly poor women. The final section of the paper gives details what such a holistic framework would entail in terms of concrete policies.


MAYOUX, L. (1995)
UNRISD Geneva
http://www.unrisd.org/unrisd/website/document.nsf/ab82a6805797760f80256b4f005da1ab/5901781754e7c91580256b67005b6af7/$FILE/opb3.pdf

gender/ micro-enterprise/enabling environments

The paper critically reviews some of the past and current experience of micro-enterprise programmes for women: training, credit and producer groups and co-operatives. Although there are some successes, the evidence indicates that the majority of programmes fail to make any significant impact on women's incomes and cannot be assumed to have a beneficial impact on gender inequalities.

The diversity of the small-scale sector on the one hand and the complexity of constraints posed by poverty and inequality on the other make the likelihood of any 'blueprint' extremely slim. There is a very delicate balance between the need for more effective participation, resource-efficiency and scale.

What is clear however is that micro-enterprise cannot be seen as the 'all-win bottom-up' solution to a wide range of development problems as the rhetoric would imply. It cannot be seen as a subsitute for welfare programmes, direct efforts to support women workers or to address gender inequalities.


MAYOUX, L. (1989).
Income Generation for Women in India: Problems and Prospects. Development Policy Review 7: 5-28.
India/ West Bengal/


micro-enterprise/ gender/ handicrafts/ enabling environments

In the 1980s there was a substantial change in official government attitudes towards women's employment policy in India. Proposals in the Five Year Plans were quite ambitious. Measures included the modernisation of industries preferred by women, the promotion of self-employment through expanded credit and training schemes, and the breaking down of barriers to women entering new occupations through special training facilities. Nevertheless, women were still largely ignored in general development programmes. In practice, employment development for women was mainly limited to 'income generation ' in handicrafts and cottage industries through encouragement of self-employment or various types of small-scale organisation. This article was based on in-depth survey and anthropological research in West Bengal over three years. The research focused on two adjacent areas around Santiniketan where handicrafts have been developed and followed up as many training, credit and women's organisation beneficiaries as could be traced in the area. It also looked at women's work in private sector handicrafts: bag weaving, embroidery, bamboo work and tailoring.

The research found that the large numbers of handicraft schemes in the area studied had failed in economic terms. The majority of women did not continue in handicraft production following either training (12 out of 146) or bank loans (10 out of 100). Of the many women's organisations started few survived any length of time (3 out of 43). Even though most of the support was explicitly poverty targeted, few reached very poor women or those from Scheduled caste or Scheduled tribe groups. The schemes had also been found to have had minimal impact on the incomes of those women who were involved in handicraft production and on their control over income. This failure contrasted to the dynamic expansion of women's employment in private sector handicraft production for women who had not received any training or bank loans or organisational support. Moreover much of this expansion was through women teaching other women skills as they married out from their natal home.

The research concluded that the failure of the government programmes could not be attributed to lack of profitability within industries or lack of women's enthusiasm for income generation opportunities. The most immediately obvious problems were found to be due to bad administration and planning which led to ineffective targeting even in targeted schemes, and irrelevance in the context of the industries concerned. The paper suggests a number of concrete ways in which the programmes could have been improved both in terms of enabling women to earn an income and control this income. However it is unlikely that these changes would take place without quite far reaching changes in the attitudes of the bureaucracy towards women's issues and poverty alleviation in general. Successful implementation of the schemes also requires the target groups to be more aware and empowered to demand their rights, both as women and as workers. There is a need for income generation schemes to be seen in the wider framework of the women's movement.