MY ANNOTATED BIBLIOGRAPHY: ETHICAL ENTERPRISE


MAYOUX, L. (2005)
Marrying Jeckell with Hyde? Transnational Enterprises, Pro-Poor Development and Sustainable Ethical Learning

TNE/ participatory methods/ethical enterprise



MAYOUX, L. (2003)
Trickle-Down, Trickle-up or Puddle? Participatory Value Chains Analysis for Pro-Poor Enterprise Development
http:///www.enterprise-impact.org.uk/informationresources/toolbox/valuechainsanalysis.shtml

value chains analysis/ impact assessment/ Fair Trade/ Corporate Social Responsibility/ ethical enterprise/ enabling environments/ PALS/

Most enterprise development agencies now have an explicit commitment to pro poor growth. At the same time there is an increasingly understanding of the complexities of what pro- poor enterprise development might mean, and how it might be achieved. There is now increasing consensus that there is no ' magic bullet ' for pro-poor growth but the need for a range of strategies at different levels including: targeted micro-level support for micro-enterprise, general enterprise support to stimulate the private sector, macro-level national and international policies to protect the interests of employees and poor entrepreneurs, effective social policies. This multi-dimensional, multi-stakeholder approach to enterprise development poses new challenges for impact assessment.

This paper discusses one possible tool: value chains analysis and how it can be adapted for participatory, multistakeholder assessments. Value chains analysis can be used as a sort of meta- framework for in-depth research and one-off external impact assessments. As discussed in detail in the paper, rigorous quantification or qualitative investigation of any or all of the dimensions of value chains analysis above may be complex and difficult to assess, depending on the particular context or sector being investigated. Like any process of participatory action research, participatory value chains analysis is also no panacea for all the problems of enterprise development and poverty reduction.

Nevertheless, despite its shortcomings, value chains analysis does have considerable potential as a focus for setting up ongoing structures for accountability and empowerment as part of a participatory and sustainable learning process. Where treated sensitively and effectively facilitated, participatory value chains analysis is useful in:

· identifying the potential range of different types of intervention at different levels which might be possible,

· providing a broad benchmark framework with which to bring together the different stakeholders to identify and track their common or conflicting perspectives and to track contextual changes.

· providing a common methodology and diagram language which can provide the basis for ongoing and sustainable learning by and between stakeholders to inform decision-making and policy.

The final section outlines some guidelines which can help address some of the inherent challenges which will inevitably be encountered in the participatory process.


MAYOUX, L. (2003)
From Marginalisation to Empowerment: Towards a New Approach in Small Enterprise Development
http://www.intercooperation.ch/sed/2003/wks-sed-and-empowerment/presentations/mayoux.pdf

enterprise development/ empowerment/ pro-poor development/ enabling environments/ ethical enterprise

In the late 1990s, and particularly in the current century, there has been increasing international agreement on the importance of ' pro-poor growth '. There has also been increasing agreement that any coherent strategy for pro-poor growth and wealth creation must include small enterprise development. However small enterprise development is not necessarily pro-poor. Small enterprises are very diverse and small entrepreneurs include not only extremely poor people but also skilled consultants like the author, with very different opportunities and constraints. Power relations are integral to the ways in which economic negotiations are conducted at all levels. Class, gender and ethnic inequalities in power and resources are key determinants of which people are able to take advantage of economic supply and demand factors, and of the relative balance between market supply and demand itself. They therefore determine where values are allocated at different levels of production and market chains. Ultimately most markets within which small-scale entrepreneurs operate are structured by international inequalities in bargaining power and resources in International ‘Free’ Trade Agreements which continue protection for large-scale Northern interests.

Empowerment must therefore be an integral part of any strategy for pro-poor growth. Small enterprise development which does not include strategies to address power inequalities is unlikely to be successful in benefiting significant numbers of poor people. Most will continue to be consigned to insecure, low income subsistence enterprises. The very poor are likely to be even further disadvantaged through increasingly unequal competition in the markets on which they depend for survival. This is not only a disaster for people themselves. It also slows local and national economic development, not only of the small-scale agricultural and enterprise sectors, but the medium and large enterprises which depend on them for inputs, production and local distribution. Small enterprise development which does not address empowerment concerns will also fail to comply with the cross-cutting commitments of development agencies.

However, although the term ‘empowerment’ is frequently found in official documents and programme promotional material, the implications of an empowerment approach to small enterprise development has rarely been thought through. This paper attempts to provide a basis for initiating a debate. Part 1 provides an overview of debates about small enterprise development and empowerment. Part 2 then proposes a strategic framework for an empowerment approach small enterprise development and the implications for different areas of SED intervention. The paper focuses particularly on the ‘wealth creation needs’ of very poor entrepreneurs, particularly very poor women, who are being excluded from or increasingly marginalised by current small enterprise development policy.


MAYOUX, L. (2001)
Impact Assessment of Ethical Enterprise Development and Fair Trade
http:///www.enterprise-impact.org.uk/informationresources/application/iaoffairtrade.shtml

impact assessment/ Fair Trade/ Ethical enterprise

Ethical enterprise development is central to ensuring that enterprise development conforms to the principles of both the human rights approach and sustainable livelihoods approach in donor development policy. DFID is currently supporting a number of complementary types of enterprise intervention which explicitly promote ethical principles:
· Fair Trade Organisations
· Ethical Trade
· Socially-responsible Business
· Ethical consumerism
· Ethical investment
These initiatives are not mutually exclusive. There are however important questions to be asked about what form support for ethical enterprise should take. Impact assessment, has a key role to play in identifying the most effective ethical strategies to promote pro-poor growth, human rights and sustainable development and the best ways in which DFID can support them. Also in comparing poverty reduction contributions of ethical enterprise interventions and support for the mainstream private sector in the context of sector-wide approaches and country strategic plans. And identifying innovative ways of mainstreaming ethical concerns in DFID enterprise policy.

This paper focuses on Fair Trade as an important area of support at the cutting edge of ethical enterprise development.
· Section 1 discusses the underlying aims of Fair Trade and hence criteria for assessment, the different types of intervention to be assessed, and the stakeholders involved.
· Section 2 gives an overview of existing impact assessments of Fair Trade, the methodologies used, findings and challenges faced which have implications for future impact assessments.
· Section 3 provides a framework for impact assessment in the light of this experience, summarises the practical questions to which impact assessment, could make a contribution and outlines the ways in which different methodologies could be used.
· Section 4 discusses some of the broader implications for comparative impact assessment of Fair Trade interventions, Ethical Trade, socially-responsible business development and mainstream private sector interventions.
· Appendix 1 gives an overview of history of different types of ethical enterprise development, definitions and summary details of the main organisations involved in the Fair Trade movement.
· Appendix 2 gives details of the main international agreements on criteria for Fair Trade.
· Appendix 3 gives some suggestions for possible future impact assessments of DFID-funded programmes.


MAYOUX, L. (2000)
Jobs, Gender, and Small Enterprises: Getting the Policy Environment Right
ILO Geneva
http://www.ilo.org/dyn/empent/docs/F228761170/WP15-2001.pdf
US/ UK


gender/ micro-enterprise/ enabling environments/ Ethical enterprise

Micro and small enterprise (MSE) development for women is currently being promoted as a key intervention for women by governments and development agencies across the political spectrum. This emphasis is partly because of evidence of the rapid expansion of women’s entrepreneurship since the 1980s, and hence the increasing numerical importance of women entrepreneurs as a development constituency. Millions of women at all income levels in developing, transition and industrialized countries are setting up enterprises. In some countries women entrepreneurs now outnumber men in the small-scale sector. The numbers and scale of women’s enterprises are increasing at a faster rate than those of men.

Since the mid-1990s attention has increasingly focused on how the economic, legal and social environments can be made even more conducive to expansion and development of the small-scale sector. Although there is a broad consensus on the development potential of small-scale enterprises and the importance of an enabling environment, there are disagreements about some aspects.
· The main aims of MSE development in the context of development as a whole;
· Definitions of the MSE sector and characterization of different types of MSE;
· What is meant by environment and categorization of different levels of environment, generally referred to as micro-level, meso- or sectoral level, and macro-level, and their relative prioritization in policy intervention;
· Approach to gender, being the ways in which gender/ issues have been (generally rather belatedly) inserted into male/mainstream arguments.

Part I of this paper identifies three distinct paradigms of MSE development for women underlying current debates about best practice. Part II reviews the evidence regarding the impact of different dimensions of economic and social change on women’s entrepreneurship based on an analysis of existing documentation and information. It focuses particularly on material from Africa (Ghana, Cameroon, Tanzania, Zimbabwe, South Africa), South Asia (India, Bangladesh, Sri Lanka), Europe (the UK, the EU’s policy), and the US. Part III argues that providing an enabling environment for women’s enterprise will require a radical shift in conceptual frameworks from socially responsible growth generally confined to voluntary self-regulation by vested interests, to socially equitable growth which provides the necessary regulation and support for empowerment and poverty eradication. This in turn requires a holistic framework of integrated macro- and meso-level policies to adequately address the multiple constraints facing women entrepreneurs, and particularly poor women. The final section of the paper gives details what such a holistic framework would entail in terms of concrete policies.


MAYOUX, L. (1995).
Alternative Development or Utopian Fantasy: Women and Cooperative Development in India. Journal of International Development 7(2): 211-228.
India/ West Bengal/ Tamil Nadu/


cooperatives/ gender/ micro-enterprise/ ethical enterprise

Particularly since the mid-1970s cooperatives have been seen as a way of countering the often appalling working conditions of women and exploitative rates of pay in the informal sector. Producer cooperatives, where women work together in a co-operative work shed outside the home, has been seen as having particular benefits because they challenge forms of female seclusion and the unequal household division of labour. However, although they have undoubtedly been some successes, failure has been, not confined to women only cooperatives. Committed proponents of cooperative development have pointed to shortcomings in funding, support structures and project implementation which can and should be rectified. Others have expressed scepticism about cooperatives as a serious development option for women, particularly poor and illiterate women i.e. the main target group for income generation and poverty alleviation programmes.

This article discusses research by the author on women in ten producer cooperatives in West Bengal, Karnataka and Tamil Nadu in India. These findings are supplemented by information from preliminary research by the author on a number of other cooperatives in which women were involved and secondary sources. The research indicates that producer cooperatives for women can be successful if there are at least a few women with the necessary skills who are prepared to put in sufficient time and effort. Moreover, this can occur even without significant amounts of external support. However, many of the co-operative studied had failed to a taste in part because of lack of enthusiasm for co-operative working on the part of many of the women involved. It is argued that this cannot be dismissed simply as 'false consciousness ', but rather is a relatively realistic assessment of the potential problems involved in the producer co-operative model being promoted. At the same time, for the cases studied, there were arranged of unexplored ways in which other types of co-operation could have been developed to respond more directly to the economic context and to the needs of the women concerned.

It is argued that are far more wide-ranging debate is needed about ways in which the ideals of co-operation and empowerment can be preserved while at the same time responding to the context in which cooperatives have to operate. It is clear that there is no blueprint of an 'ideal co-operative 'but a range of possible co-operative options which may be useful in particular economic and market contexts, and for particular women. In order to respond to the very varying needs of the women involved, there is a need for a participatory transformation of both state and NGO co-operative development agencies. At the same time much greater commitment is needed to assist women in negotiating change in gender/ inequalities in ways which they themselves see as relevant and important. The final section discusses the wider implications of the Indian case and suggest some of the many possible ways forward.


MAYOUX, L. (1993).
Integration Is Not Enough: Gender Inequality and Empowerment in Nicaraguan Agricultural Cooperatives. Development Policy Review 11(1): 67-90.
Nicaragua/ Latin America/


cooperatives/ gender/ empowerment/ethical enterprise

Despite a very mixed record, cooperatives or cooperative-style organisations have continued to be seen as an important means whereby the poor can increase their productivity and incomes, and achieve more political strength. Cooperatives have often been promoted as the ideal type of project for women, combining possibilities for both income earning and consciousness-raising. More recently, in addition to women only cooperative projects there have been attempts to integrate women into wider cooperative movements, particularly in rural areas. Such integration has often been seen as a more radical solution, avoiding economic and political marginalisation. At the same time, it has often been supported by those opposed to the formation of separate 'feminist ' women's organisations.

This article discusses the experience of women in agricultural cooperatives in Nicaragua under the Sandinistas. It is based on research at the end of 1988, supplemented by information from the number of other sources. After the 1979 Sandinista revolution, considerable encouragement was given both to women's issues and co-operative development. Concurrently, there was widespread grass-roots mobilisation of women in support of the Revolution. In agricultural cooperatives a range of measures, including legislation, were taken to increase women's participation. Gender issues were ignored in wider co-operative policy, however, and the emphasis was on mobilising women for production rather than around broader 'feminists ' issues.

The Nicaraguan case suggests that women and men have different needs and priorities in cooperative development because of the division of labour and power structures in both the family and the wider society along gender lines. It is doubtful whether a focus on 'integrate' women into production within the established organisational framework could ever succeed in reaching all eligible women. Even for many of those who did become involved, the degree to which their integration constituted 'empowerment ' is a moot point. It is argued that co-operative structures and priorities need to change if they are to truly address women's needs and provide the necessary framework for their 'empowerment '. In particular, there is a need to address reproduction issues as an integral part of the organisation of cooperative work, and also to build structures to deal with inequalities within as well as between families. Importantly, these issues need to be taken into account in the formulation of overall cooperative policy, and not simply in the context of separate policies for women.


MAYOUX, L. (1992).
From Idealism to Realism: Women, Feminism and Empowerment in Nicaraguan Tailoring Cooperatives. Development and Change 23(2): 91-114.
Latin America/ Nicaragua/


cooperatives/ gender/ micro-enterprise/ tailoring/ethical enterprise


Co-operatives have been widely promoted as the ideal type of project for women. Because of the focus on income earning, they have been seen as less threatening that more explicit attempts to organise feminist consciousness-raising groups. Based on field research conducted in 1988, this article discusses the experience of women in Nicaraguan tailoring cooperatives. After the 1979 revolution, these were set up on a large-scale as part of a wider economic policy and grass-roots political mobilisation. After an initial period of expansion in which many women benefited both in the improved income and access to training and management experience, the cooperatives found themselves in serious difficulty in 1988. It is argued that even without the wider economic crisis in Nicaragua, they would have faced serious problems without extensive and probably unsustainable state support. Although cooperative employment has considerable potential, the Nicaraguan case highlights the need for new thinking on ways to resolve basic tensions between economic efficiency and worker participation. It also cast doubt on their viability as a development alternative for women, without specific attention to basic gender inequalities.


MAYOUX, L. (1989).
African Women in Cooperatives: Towards a Realistic Agenda. Addis Ababa, IFAA.
Ethiopia/ Africa/


cooperatives/ gender/ empowerment/ ethical enterprise

Cooperatives have been widely advocated as a preferred means of development for women by national governments, international agencies, NGOs and feminists. They are seen as important for the wider mobilisation conscientisation of women, and increasing women's income through the elimination of intermediaries. However, as the papers presented here clearly demonstrate, the cooperative movement in many countries have not included women on equal terms with men, despite the stated aims of quality and democracy of the cooperative movement. Much cooperative development aimed specifically women has been in the form of isolated projects which have not been integrated into mainstream economic development. There have been a number of undoubted success stories, and even more cases were also cooperatives have eventually failed they have succeeded in raising women's consciousness and improved their ability to participate in decision-making in the wider society. However it must be admitted that large numbers had been unsuccessful, or at least have had serious problems.

The conference on which these volumes based brought together activists in the cooperative movement and academics from both Africa and the UK in an attempt to clarify some of the issues and arrive at some concrete policy proposals the government, international agencies, non-governmental organisations and the wider women's movement.